Seven Points Capital, LLC Business Continuity Plan
Summary of Plan
Seven Points Capital, LLC has developed a business continuity plan that is designed to back up and restore essential business functions in the event of an emergency.
This plan addresses risks associated with the firm’s systems platform, communications, premises and other external factors. The following has been documented:
• Emergency management procedures
• Customer and Firm Asset Protection
• Staffing requirements and employee communications
• Critical system resources and data recovery
• Network communications
• Continued Business Operations
Alternate facilities have been contracted or established in New Jersey and New York to serve as recovery sites. Network, data and communications backup is provided through the data center of a major recovery provider.
In the event of a significant business disruption, the Firm plans to send its customers an email informing them of the situation and how to contact the Firm. Customers may also be notified via the company’s website which will also be run from a remote location. In the event that neither of the above methods of communication are available to the Firm, the Firm will assess which means of communication are still available to it, and use the means closest in speed and form (written or oral) to the means that the Firm has used in the past to communicate with its customers.
Seven Points Capital, LLC identifies and maintains the recovery requirements and procedures for its key business areas. Senior management reviews and updates the plans and recovery priorities on a regular basis. The plan is also tested on an ongoing basis.
This plan is subject to modification and when any material modifications occur, an updated summary of the plan will be promptly posted on Seven Points Capital’s web site and you may also obtain an updated summary by requesting a written copy by mail
